EPSTEIN
page 7 / 303 . OCR, unverified
037612-30-6 APO
263.157.00
4.999.983.00
3,486,830.25
Amounts shown above under 'Estimated Value' for private equity funds are estimates based on the latest fund values received from each underlying fund, which value may be as of a
date (underlying fund value date) prior to the period covered by this statement. The values provided by the underlying fund have been adjusted for any cash flows between your account
and such fund that have occurred subsequent to the underlying fund value date to derive the "Estimated Value". Therefore, such "Estimated Value" may not reflect the value of your
interest shown on any fund's actual books and records as of the date of this statement. For additional information, please contact your J.P. Morgan representative.
For private equty funds. Estimated Values are based on estimates provided by the underlying funds that are generally presented on a US GAAP basis, which records investments at fair
value. or "marked-to-market". Most of these underlying funds also present their audited financial statements on a US GAAP basis (i.e.. "marked-to-market"). However, some of these
underlying funds present their audited financial statements using the Income Tax Basis of Accounting, which records investments "at cost" based on the accrual basis of accounting for
Federal income taxes. Where the underlying fund provides periodic estimates on a "marked-to-market" basis but reflects investments "at cost" in its audited financial statements, the
marked-to-market Estimated Value shown herein for a private equity fund may be materially different from the value reflected on such fund's audited financial statements (which are also
based on the audited financial statements of the underlying fund).
JP Morgan
Account Q30171005 Page 4 of 8
Page 7 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035970
SDNY_GM_00305168
EFTA01510311
--- SOURCE: IMAGES__0122__EFTA01510312.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510312.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 10/1/I I to 10/31/11
Cash & Fixed Income Summary
Asset Categories
Beginning
Market Value
Ending
Market Value
Change
In Value
Current
Asset Categories
Allocation
Cash
101,974.96
101,709.74
(265.22)
3%
1%
Non-USD Cash
0.22
0.23
0.01
Total Value
$101,975.18
$101,709.97
($285.21)
4%
Market Value/Cost
Current
Period Value
Market Value
101.709 97
Tax Cost
101.710 01
Unrealized Gain/Loss
(0.04)
Estimated Annual Income
65.58
Accrued Interest
04
Yield
006%
SUMMARY BY MATURITY
SUMMARY BY TYPE
Cash & Fixed Income
NOn.(150 Cash
Cash
Cash & Fixed Income as a percentage of your portfolio - 4 %
Market
% of Bond
Market
Value
Portfolio
Cash & Fixed Income
Value
% of Bond
Portfolio
0-6 months'
101,709 97
100%
Cash
101,70914
99%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full.
before their stated maturity.
JP Morgan
NON USD Cash
0.23
Total Value
0101,709.97
100%
Account
Page 5 of 8
Papa of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035971
SDNY_GM_00305169
EFTA01510312
--- SOURCE: IMAGES__0122__EFTA01510313.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510313.pdf
----------------------------------------
11111111111111111rI
f
IP
o
t
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 10/1/11 to
Note:
' This is the Annual Percentage Yield (API() which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035972
SDNY_GM_00305170
EFTA01510313
--- SOURCE: IMAGES__0122__EFTA01510314.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510314.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT. O30171005
For the Period 10/1/II to 10/31/11
Portfolio Activity Summary
Transactions
Current
Period Value
Year-To-Date
Current
Year-To-Date
Value'
Cost Adjustments
Period Value
Value'
Beginning Cash Balance
INFLOWS
61,873.73
Cost Adjustments
12,325,447.19
Total Cost Adjustments
S0.00
$12,325,447.19
Income
4.25
126,498.04
Contributions
1,562,655.00
Total Inflows
$4.26
$1,689,153.04
OUTFLOWS
lAithdrawals
(10.075,904.06)
Fees .4 Commissions
(269.47)
(269.47)
Total Outflows
($26947)
($10,076,173.63)
TRADE ACTIVITY
Settled SalesMatunties/Redemptions
13,443,785.91
Settled Securities Purchased
(2.72)
(5.005.139.63)
Total Trade Activity
($2.72)
38,438,626.20
Ending Cash Balance
$51,605.79
• Year to date information is calculated on a calendar year basis
▪ Your accounts standing instructions use a FIRST IN. FIRST OUT method for relieving assets from your position